Halo’s co-founder and president Jason Barsema tells InvestmentNews that these investment vehicles are moving from niche to ...
An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...
"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...
SCG Asset Management, an asset manager based in Nashville, Tenn., is relaunching a fund it took over last year, but is now using a new strategy for the product, one that creates a diversified ...
A seismic shift is under way in equity structured product markets as a major geographical realignment and shrinking profit margins are shaking up one of the most important businesses underpinning ...
Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...
Alternative Strategies Income Fund (LTAFX, LTIFX) seeks consistent income generation across market cycles. NASHVILLE, Tenn.--(BUSINESS WIRE)--SCG Asset Management LLC (“SCG”), a seasoned provider of ...
To start, it will tokenise cash-settled crypto-link participation notes. DBS is tokenising structured notes on the Ethereum public blockchain, and will distribute these to digital exchanges and ...